Regulatory Compliance

Your Source for the Latest Regulatory Updates

With a finger on the pulse of the financial services industry, RMA acts as a liaison between institutions and bank regulatory agencies to bring you the latest updates, meeting often with industry regulators to discuss issues of mutual concern. Of particular interest for members only is the Regulatory Insider, detailing the latest information coming from “inside the beltway.” Consider it your D.C. insider. It includes the full text of the Dodd-Frank Act, a recent letter from RMA to the Securities and Exchange Commission regarding the Proposed Rules for Implementing the Whistleblower Provisions of the Dodd–Frank Act, and much, much more.

Log in to access the Insider.

Also for members only is our periodic eNewsletter called Regulatory Roundup.

The RMA Capital Working Group

The RMA Capital Working Group has two main functions: a) providing appropriate analyses for responding to regulatory proposals, and b) conducting range-of-practice survey studies on topics of extreme interest to the Group. Learn more here.Note: As a not-for-profit, professional association, RMA does not lobby on behalf of the industry.

Basel III

Response to the Crisis (PDF), Vishal Vedi, Deloitte

Living Wills

Rolling Out a Recovery Resolution Plan (PDF), Deloitte

For more information, please contact your representative:

Mark Heaton
Senior Regional Consultant, Europe
The Risk Management Association
27 Old Gloucester Street
London
WC1N 3AX
Tel 44 (0) 1732852225
Mob 44 (0) 7976722851
mheaton@rmahq.org