Regulatory Audio Conference - Current BSA/AML Compliance Issues
List Price
$180
Member Price
$130
Event Id:
671912127
Product code:
346871-19
Format:
Audioconference
Date:
12/4/2018 - 12/4/2018
This audio conference will cover topics of current regulatory interest and concern to members. Each audio conference will focus on the top issues of the current month and the content will be determined on an ongoing basis to deliver the most relevant coverage.
December 4, 2018 – Audio Conference
Registration Fees
| Members | $130 |
|---|---|
| Nonmembers | $180 |
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Item Details
While regulators emphasize that the vast majority of banks operate in compliance with the Bank Secrecy Act, the actual number of enforcement actions related to BSA/AML noncompliance has been trending upward since 2012. The individual dollar amounts of penalties associated with these enforcement actions has also increased over this period, indicating the risks associated with BSA noncompliance. Joining us for our next audio conference session will be Georgia Chisolm, Assistant BSA Officer for the Office of the Comptroller of the Currency. Georgia will provide an overview of BSA, present current regulatory hot-button issues regarding BSA/AML reform, Customer Due Diligence, and marijuana-related businesses. She will also discuss recent compliance deficiencies observed during the course of regular BSA/AML examinations. A Q&A session will follow Georgia’s prepared remarks.
How Audio Conferences Work
Lasting 60 minutes, each audio conference starts with a panel of experts or expert practitioner discussing the featured topic. Each concludes with questions and answers, your comments, and a lively discussion among conference participants. All sessions begin at 1pm Eastern Time.
Who Will Benefit?
This series benefits a wide variety of professionals, including:
- Bankers
- Attorneys
- Accountants
- Any other professionals whose work requires interaction with the financial services industry