Skip to Main Content

Chief Compliance Officers Roundtable

List Price


Member Price


Event Id:


Product code:



Roundtable: In-Person


4/17/2023 - 4/17/2023

Registration Fees

Members $1,050
Nonmembers $1,595

Members qualify for savings.

Log in to see if you qualify for a lower rate, or  become a member to save as much as $545 or more.

Item Details

Registration fees:
Member early bird rate on or before March 3, 2023 - $1050.00
Member rate beginning March 4, 2023 - $1150.00
Nonmember early bird rate on or before March 3, 2023 - $1595.00
Nonmember rate beginning March 4, 2023 - $1695.00

Site Information:
Kimpton Hotel Palomar Phoenix
2 E Jefferson St,
Phoenix, AZ 85004

Select your room (
Hotel Reservation Cut Off Date: 3/28/23

Event Date & Times: April 17, 2023  8:00am-4:30pm

Compliance risk continues to increase as banks navigate the current environment. New interpretations of existing guidelines, proposed regulatory changes, accelerated pace of product innovation, and changes in consumer preferences create a challenging environment for compliance teams.  This roundtable—dedicated to Chief Compliance Officers (CCOs) and their delegate(s)—offers a valuable opportunity to meet and discuss these challenges with your CCO peers and to identify best practices that you can leverage at your institution to enhance the value of your compliance programs.

A unique feature of RMA’s Roundtables is that each event agenda is a bit different, as the agenda is driven by RMA’s Compliance Committee* and registered attendees’ recommendations (additional topics to be added post-registration). The roundtable will likely cover topics like:
• Small business lending data collection,
• Implementing proactive compliance risk management programs,
• Navigating the regulatory landscape,
• Metrics/tools for measuring program effectiveness and efficiency,
• Monitoring employee communication methods (approved vs. misconduct),
• Use of data in criminal investigations
• Board reporting

*RMA’s Compliance Committee is represented by individuals from: Busey Bank, Customers Bank, Depository Trust & Clearing Corporation (DTCC), Huntington Bancshares, PNC Financial Services, Truist Financial, Varo Bank, Wells Fargo, and Zions Bancorp.

The roundtable discussion format provides a great opportunity to share best practices, ask questions, exchange ideas, broaden your compliance knowledge, and expand your network.

Who will benefit?
This roundtable is designed for financial institutions with more than $40 billion in assets under management. We recommend the following individuals to attend: 
• Chief Compliance Officers
• Directors/Senior Managers of Compliance
• Delegated individuals from the above

We recommend no more than two registered participants per institution attend. Other financial sizes, titles/positions, professional members, and other third parties can be considered by RMA approval. For requests or for any questions, please email before registering.