Chief Audit Executive
Raymond James Financial
Saint Petersburg, FL
Present Job Function: Haynes-Morgan is the chief audit executive for Raymond James Financial, Inc. In this role since January 2020, she has been responsible for the internal audit department and the independent assessment of governance, risk management, and various controls across the firm.
Previous Employment: With over 20 years of experience in global financial services covering banking, consumer finance, internal audit, and compliance risk management, Haynes-Morgan joined Raymond James in 2018 as the senior vice president of compliance assurance. She was responsible for designing and overseeing various aspects of the compliance risk management framework including compliance risk assessment, testing, monitoring, quality assurance, and branch examination.
Prior to June 2018, she was head of compliance risk assessment & analytics for Citigroup where she was responsible for managing the enterprise-wide compliance risk assessment processes, encompassing core compliance, AML, OFAC/Sanctions, and Anti-Bribery and Corruption risks. Previously, she held various audit leadership roles across Citi’s Consumer and Institutional Clients businesses including chief auditor of AML and EMEA consumer audit director, located in London, with audit responsibilities for consumer businesses across 19 countries.
Education: She graduated from the University of Texas in Arlington with a BS in accounting.
Member, Board of Directors, Tanenbaum Center for Interreligious Understanding in New York
Member, Board of Directors
Chair, Internal Audit Council