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Margaret McLaughlin

Managing Director, Head of GCRG Audit, Co-Head FCP and, Global Head of Issue Assurance
UBS

Margaret is a CPA who has 30 years of audit experience and ahs been responsible for auditing Investment Banking, Financial Crime, Compliance, Operational Risk, Issue Assurance and has been responsible for Internal Quality Assurance Programs, as well as the Professional Practice programs within two organizations.  

Education and qualifications 

Certified Public Accountant 

1998 - Master of Business Administration (MBA), Finance Fordham University, NY 

1989 - Bachelor of Science (BS), Accounting, Fairfield University, CT 

Professional history 

Joined UBS Group Internal Audit in 2017 (for second time) 

Since January 2020 UBS Group Internal Audit, Head of Group Compliance Regulatory & Governance Audit, co- Head of Financial Crime Audit and Issue Assurance 

2018 – 2019  UBS Group Internal Audit, Head of Regulatory Relations, Professional Practice & Issue Assurance 2017 UBS Group Internal Audit, Head of US Regulatory Engagement 

2014 – 2017 GE Capital, Head of Professional Practice Group and IQA 

1999 – 2014 UBS Group Internal Audit, Managing Director 

  • Regional Audit Coordinator, Americas 
  • Head of Internal Quality Assurance 
  • Head of Investment Bank Audit Americas 

1993-1999 Bankers Trust, Vice President 

  • Capital Markets, Operations, Derivatives and International Trading and Settlement 
  • Commercial Banking 
  • Private Banking 

1989-1993 Manufacturers Hanover, Assistant Auditor