2026 Internal Audit Seminar Series - 7. Wealth Management & Fiduciary Risk: Audit Considerations for Evolving Topics and Risk
List Price
$400
Member Price
$300
Event Id:
700625508
Product code:
642068-26
Format:
Seminar: Virtual
Date:
6/24/2026 - 6/24/2026
Registration Fees
| Members | $300 |
|---|---|
| Nonmembers | $400 |
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Item Details
2026 Internal Audit Seminar Series:
Wealth Management & Fiduciary Risk: Audit Considerations for Evolving Topics and Risk
Date & Time:
June 24, 2026, 12:00 p.m. - 1:00 p.m. ET
This session focuses on emerging Wealth Management and fiduciary risks, including suitability, conflicts of interest, operational controls, and regulatory developments. Internal Audit coverage expectations and multi-line-of-defense roles will be discussed in the context of evolving client, product, and platform demands.
Learning Objectives:
Participants will be able to:
• Identify emerging and ongoing regulatory requirements impacting Wealth Management and fiduciary activities.
• Assess Internal Audit’s role in evaluating governance, suitability, and operational controls related to fiduciary services.
• Compare differing audit approaches for coverage of Wealth Management and fiduciary risk areas.