Operating in a Resiliency Environment: What is the Impact on Regulations, AML and Enforcement Actions?

Join your fellow internal audit and risk professional colleagues for RMA’s Regulatory Compliance Webinar, “Operating in a Resiliency Environment: What is the impact on Regulations, AML and Enforcement Actions.” The complementary webinar, brought to you by RMA’s Internal Audit Council, will consist of three 60-minutes sessions with financial industry risk and audit experts. Attendees will learn about the developments, priorities, and issues organizations are facing in operating in these unprecedented times. Topics will include emerging issues in pandemic event financial crimes, bank supervision and enforcement, and understanding a firm’s operational resilience capabilities. 3.6 CPE credits are available for this webinar.

Session 1 - 2:00 P.M. EST to 3:00 P.M. EST
“Emerging Issues in Financial Crimes As We Go Through the Current Pandemic Event”
Speakers: Tim Ryan, Managing Director of Adherence, Sheltered Harbor, LLC; Gino Ercolino, Director, Treliant, LLC; Alan K. Halfenger, Managing Director, Treliant, LLC; Paul F Roberts, Jr., Supervisory Special Agent, Federal Bureau of Investigation, New York, NY
*Sponsored by KPMG*

Session 2 - 3:00 P.M. EST - 4:00 P.M. EST
“What Happens When Compliance Goes Wrong?”
Speaker: David Sewell, Counsel, Debevoise & Plimpton, LLP

Session 3 - 4:00 P.M. EST - 5:00 P.M. EST
“A New Era of Resilience: Regulatory and Compliance Perspectives on Operational Resilience”
Speakers: Douglas (Doug) Wilbert, Managing Director – Risk &Compliance US Operational Resilience Leader / US Capital Markets Leader, Protiviti; Carlo di Florio, Partner & Global Chief Services Officer, ACA Compliance Group; David Cass, Vice President - Cyber & IT Risk, The Federal Reserve Bank of New York Supervision Group; Ihab Dana, US Regional Head of Business Continuity Management, Royal Bank of Canada; Theresa (Terry) Grafenstine, Global Audit Leader for Cyber, Resiliency & Third Parties, Citi
*Sponsored by Protiviti*